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Reporting directly to the Compliance Officer you will be responsible for the following duties: Deputy MLRO Drafts and updates required procedures Operational aspects of claims/complaints handling Audits
The main purpose of this role is to be responsible for providing policy, advisory and educational services to the relevant broking desks within the London offices. The Compliance Officer will monitor FSA and Exchange rules and procedures to ensure the company's overall compliance. You will also assist in increasing the profile of compliance on the dealing floor and aid information flows by undertaking informal desk visits or other appropriate forms of contact.
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Highly successful and prestigious financial planning practice linked to a chartered accountancy firm requires an experienced self employed financial planner to join the very established team.
Chief Executive Officer - Great Yarmouth, Norfolk, England, NorfolkEEEGR (East of England Energy Group) is the region's industry led energy association with rising membership of more than 350. It has a strong programme of activities for promoting the energy sector and supply chain across the region.
Chief Technical Officer - WiltshireChief Technical Officer / Home based / Competitive Salary Market rates plus Benefits include: HSA Cash Plan, Childcare Vouchers, Share Ownership Plan, Share Save Scheme, Eye care, Medical Insurance, Travel Insurance, Group Personal Accident Insurance and Life Insurance We are Capita, a leading member of the FTSE100 and the largest Business Process Outsourcing firm in the UK.
Working within the Financial Management team, you will design and implement a highly effective strategy for managing financial risk within this successful business. Identifying all operational risks, you'll determine the effectiveness of our existing controls and advise the senior management team as to where improvements could be made.
Chief Marketing Officer - Brighton, East SussexMy client is an award winning company in Brighton. They require a Chief Marketing Officer (CMO) to lead on all aspects of marketing and to act as theinterface with the customer.
The Enforcement & Financial Crime Division: investigates and brings disciplinary and civil cases, and criminal prosecutions on behalf of the FSA aimed at achieving credible deterrence by changing behaviour in.
RBC Capital Markets (RBCCM) is a premier global Investment Bank that provides a focused set of products and services to institutions, corporations, governments and high net worth clients around the world.
PA to Chief Operations Officer - Leicester, LeicestershireWe have an exciting opportunity for an experienced Personal Assistant who is looking for a brand new and exciting opportunity to work for a leading business in Leicester.
The successful candidate will be building the investment vehicle from the ground up and will be able to shape the business as they see fit. Leveraging off the already stable relationships with over 10,000 clients your task will be to work as a trusted advisor to the HNWI for there investment needs.
Seeks a talented COO to lead the companys growth strategy in a new SAAS business operation. This is a new venture that is being supported by the owner/CEO and existing well established and successful software company.
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