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A niche stockbroker and financial adviser is seeking a Head of Compliance and MLRO to join their London office.
THE COMPANY Our client is an established European asset management business. Founded over 20 years ago, they are one of the leading independent management companies in Europe today. Its capital is held entirely by its managers and staff. In this way, the company’s long-term viability is ensured by a stable shareholding structure.
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A niche stockbroker and financial adviser is seeking a Head of Compliance and MLRO to join their London office.
The Head of Compliance will act as an independent advisor and report directly to the CEO as an in-house consultant on compliance rules and interpretation.
Stockbroker/ Investment Executive required for stockbroking firm in BristolInvestment Management & Stockbroking 25,000 - 40,000 + excellent commission scheme Based in Bristol My client is currently looking for Stockbrokers with CISI Certificate examinations to join their fast expanding branch network.
Stockbroker/ Investment Executive required for stockbroking firm in BristolInvestment Management & Stockbroking 25,000 - 40,000 + excellent commission scheme Based in Bristol My client is currently looking for Stockbrokers with CISI Certificate examinations to join their fast expanding branch network.
THE COMPANY Our client is an established European asset management business. Founded over 20 years ago, they are one of the leading independent management companies in Europe today. Its capital is held entirely by its managers and staff.
Are you a proven closer? If you are and you have experience in working in the investment sector, this opportunity will certainly appeal to you. Not only do we offer a more than reputable product but we also guarantee commission will be paid in full and on time along with ongoing in house training and full back up support.
A successful & established international company based in the city of London with offices abroad specializing in alternative investments. A market leader in wealth creation priding itself on professionalism, client feedback and extremely reputable product.
The Head of Compliance will act as an independent advisor and report directly to the CEO as an in house consultant on compliance rules and interpretation.
SSAS Pension Administrator Manchester Salary £20, 000 - £24, 000 My client are a ambitious business that is committed to continuous and progressive development. They are the largest privately owned provider of self administered pensions and stockbroker services in the UK.
Timing and good decision making is something you will need as a Stockbroker, making sound investments on behalf of clients on a daily basis. You will have to find new business for the organisation and open new client accounts.
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