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A niche stockbroker and financial adviser is seeking a Head of Compliance and MLRO to join their London office.
Role To provide support to a group of Regional Sales Executives (RSEs) on the UK Wholesale Distribution team. Responsibilities The role is office based and will involve providing support on both a proactive and reactive basis. You will be the dedicated support person for a number of RSE’s enabling them to concentrate on managing client relationships in the knowledge that all client requests for information relating to the firms product range (OEICS, unit trust and SICAVs).
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FSA Qualified Trainee Stockbroker - City of London, LondonAbout the Job4x Trainee Stockbroker/ Advisory Sales TraderCompany Information:Our client is a dedicated, independent broker providing the market insight and investment advice to corporate, institutional and private clients.
A niche stockbroker and financial adviser is seeking a Head of Compliance and MLRO to join their London office.
About the Job 4x Trainee Stockbroker/ Advisory Sales Trader Company Information: Our client is a dedicated, independent broker providing the market insight and investment advice to corporate, institutional and private clients.
The Head of Compliance will act as an independent advisor and report directly to the CEO as an in-house consultant on compliance rules and interpretation.
Role To provide support to a group of Regional Sales Executives (RSEs) on the UK Wholesale Distribution team. Responsibilities The role is office based and will involve providing support on both a proactive and reactive basis.
THE COMPANY Our client is an established European asset management business. Founded over 20 years ago, they are one of the leading independent management companies in Europe today. Its capital is held entirely by its managers and staff.
The Head of Compliance will act as an independent advisor and report directly to the CEO as an in house consultant on compliance rules and interpretation.
An exciting and varied role for a Financial Accountant has arisen in a City based stockbrokers. Your responsibilities will include: preparation of monthly management information; preparation of monthly data items.
An independent, FSA regulated, privately owned boutique stockbroker, based in London is looking to recruit an Office/Admin Assistant. The company offers traditional stockbroking services to clients from advising on buying and selling of individual stocks to trading the market through Contracts for Difference (CFDs).
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