The Role
You'll join the Compliance Function's Business Support Team, acting as a key link between compliance and the wider business. This team helps maintain and develop second-line systems, controls, policies, and procedures relating to Financial Crime, Sanctions, and Data Protection, ensuring the business meets regulatory requirements.
This is an entry-level position designed for someone eager to learn and build a career in compliance. You'll receive full training and work closely with experienced Compliance Managers, supporting projects and day-to-day activities that help protect the business and its clients.
What You'll Be Doing
* Support the Compliance Business Support Team in delivering its annual plan and objectives
* Assist with research and projects to improve compliance controls and processes
* Help review and approve financial promotions and marketing materials
* Provide support on data protection queries, including client communications and marketing
* Assist with risk assessments for new third-party arrangements and introducers
* Help monitor and maintain compliance systems and controls for Financial Crime, Sanctions, and Data Protection
* Contribute to preparing management information and compliance reports
* Support the team in responding to queries from business units and escalating where needed
* Assist with thematic reviews and monitoring activities alongside other compliance teams
* Participate in projects and initiatives to ensure compliance requirements are met
Who We're Looking For
* Strong interest in financial services and compliance
* Excellent attention to detail and willingness to learn
* Good communication skills, both written and verbal
* Ability to work collaboratively as part of a team
* Proactive and enthusiastic approach to problem-solving
* Comfortable working with data and learning new systems
* Ability to manage multiple tasks and prioritise effectively
* Professional and positive attitude
* Curious mindset with a desire to understand regulatory requirements
* Flexible and adaptable to change
Qualifications
* No specific experience required - full training will be provided
* Educated to A-level or equivalent (degree desirable but not essential)
* Interest in compliance, regulation, or financial services is advantageous