Kind Consultancy is working with a well-established and respected mortgage brokerage which is currently seeking a Senior Training & Competence Supervisor to join them in a full-time, permanent role with a hybrid work model based out of their Hampshire office requiring 1 in-office day per week, paying £35,000 - £45,000 dependent on experience.
As the Senior Training & Competence Supervisor, you will be responsible for overseeing and supporting the application of their T&C scheme, with key responsibilities including:
1. Maintaining and embedding the T&C scheme, taking responsibility for ensuring that all aspects of the scheme are adhered to
2. Conducting file reviews and observations across all product areas, determining the suitability of the advice given, providing constructive feedback and highlighting areas for development
3. Overseeing the training and competence of the firms ARs, ensuring adherence to the FCAs enhanced AR Regime
4. Maintaining and updating the AR Oversight Policy
5. Identifying risks associated with AR oversight and flag these to the Compliance Manager
6. Assisting with the compliance elements of AR onboarding and initial risk assessments when required
7. Acting as as the referral point for advisers on complex files or sensitive issues
8. Identifying common trends, themes, and risks across the business in terms of development areas or knowledge gaps through rout cause analy...