Compliance Manager - Worcester/Gloucester - up to £55k - Full time/Part-time
An exciting opportunity has arisen for an experienced compliance Manager to join a growing wealth management practice in their Droitwich/Gloucester office.
The firm have been voted on Vouchedfor as one of the best advisors by client reviews in 2024. Their typical clients are: Business owners, professionals & senior executives, retirement planning, already retired and more.The role has come around due to some re-structuring in the company and the successful candidate will be working along side senior Directors in the firm.
What’s on offer?
* Company performance and individual performance bonus
* Hybrid working for the ideal candidate
* Electric Car + Cycle to work scheme
* DIS X 4
* Company pension scheme
* Office shutdowns for company events
* Social Events
* Pension Contribution
Key Responsibilities
* Develop and deliver a sustainable risk based compliance programme.
* Identify compliance process improvements/weaknesses and present solutions where appropriate.
* Monitor and maintain regulatory registers to identify relevant risks.
* Work with external file check support to ensure robust and compliant advice files, identify improvements and implement required changes.
* Manage day to day compliance activities alongside the compliance associate.
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