Senior Business Assurance / Quality Review / Compliance / Financial ServicesCompetitive Salary + Up to 25% Performance Bonus + Superb Benefits - Amazing packageGLOUCESTERSHIRE & Home Working (minimum 2 days office based) Must have the level 4 Diploma and wants to work towards Chartered Status
A superb opportunity exists to join a leading wealth management specialist based in several UK locations.
As a Senior Business Assurance / Compliance Officer you’ll play an important part in the outstanding level of service that the IFA’s deliver to their clients. This is a key role and for that reason you need to be a dedicated, knowledgeable financial services professional who has achieved "Diploma" status and driven to work towards Chartered status!
The core function of this role is to act as a Technical Consultant as part of the wider division, predominantly to provide support to the Business Assurance Advisers (BAA) peer group and the Management Team. Approximately 10% of the checking team are Senior BAA’s and are required to demonstrate their increased technical knowledge by achieving Chartered status as a minimum over that of the core team of BAA’s who require Diploma status. You will still be expected to compliance check a range of business submitted by the Financial Advisors including the most complex Investment, Pension (including, where appropriate, DB transfers) and IHT cases an...