Location: London (Hybrid Working Arrangements)Excellent Salary and Benefits on offer (dependent upon experience)Are you a seasoned Compliance professional with a robust background in Asset Management? Do you excel in roles where you can drive meaningful change and ensure regulatory excellence? We are looking for a proactive and influential Head of Compliance to lead our dynamic team in London.This is a rare opportunity to lead compliance initiatives within a prestigious mid-sized, fast growing and well backed Asset Management firm. The Role: As Head of Compliance, you will hold a critical position in ensuring regulatory adherence and implementing best practices within our Asset Management operations. Your responsibilities will encompass:
1. Developing, implementing, and refining compliance policies and procedures tailored to Asset Management.
2. Conducting comprehensive compliance risk assessments and overseeing regulatory reporting.
3. Providing expert guidance to senior management on compliance matters related to investment strategies and fund operations.
4. Collaborating closely with portfolio managers and investment teams to embed compliance controls into investment processes.
5. Leading regulatory audits and inspections, ensuring proactive and effective responses.
6. Staying abreast of evolving regulatory landscapes impacting Asset Management and spearheading necessary adjustments.<...