With the compliance market starting to pick up, it’s great to see one of our clients investing in their compliance function.We are currently working with a growing Lloyds Specialty Insurer who are after a Senior Compliance Analyst to join their regulatory team.
• Provide up-to-date guidance to underwriters and claims staff to ensure adherence to applicable financial and trade sanctions measures imposed by UN resolutions and EU, UK and US sanctions legislation
• Decide on a resolution of sanctions related enquiries as presented by underwriters and claims staff
• Responsible for collating and preparing the monthly Compliance Reports for divisional meetings
• Attend monthly meetings across the business to provide regulatory and exception reporting updates
• Assist the Compliance Manger in developing and maintaining a strong compliance culture throughout the Group
• Assist the Compliance Manger to maintain adequate systems, controls and policies and policies to meet the regulators requirements
• Assist in the development and implementation of Compliance based Exception reports
• Review and resolve exception reports and liaise with the Compliance Manager and stakeholders on any issues identified
• Where appropriate and in conjunction with the Compliance Manager develop and articulate any remedial action / recommendations on any issues identified to stakeholders
• Identify and circulate relevant publications a...