Our client is a leading Asset Manager who are looking for a Compliance Analyst to join and grow their careers.
Support the day-to-day work of the Compliance team such as
supporting on close and continuing monitoring, delivering the
thematic compliance monitoring program or providing advice to the
business.
Maintain the Conflicts of Interest register and assisting in the
management of PA Dealing using My Compliance Office.
Assist members of the compliance team with preparation of papers
for governance and oversight committees; this may include
presenting issues to committees and Boards as required.
Prepare and deliver training on key issues and regulatory changes