Overview
We're seeking a future team member for the role of Vice President, Audit Project Leader - Investments to join our Internal Audit team. This role is located in London - Hybrid (4 days in the office). In this role, you'll make an impact in the following ways:
Responsibilities
* Lead comprehensive audits of Investment Management activities, ensuring all processes align with the organisation's policies, internal audit methodologies, and industry standards.
* Develop and execute risk-focused audit plans, carrying out detailed fieldwork and preparing clear, impactful reports that identify critical risks, exposures, and improvement opportunities.
* Engage proactively with stakeholders, building strong relationships to facilitate open communication and drive meaningful change across the business.
* Oversee and review testing procedures and deliverables, confirming that all work accurately evaluates adherence to company policies, audit frameworks, and relevant regulations.
* Demonstrate deep understanding of business operations and processes through effective flowcharting, thorough work papers, insightful analysis, and clear communication with management and auditees.
* Identify and clearly articulate control gaps, regulatory deficiencies, and best practice deviations, explaining audit approaches and findings to clients in a straightforward, professional manner.
* Apply advanced analytical and problem‑solving skills, leading teams in resolving complex issues and driving innovative solutions to enhance business effectiveness and regulatory compliance.
Qualifications
* Experienced Auditor with an Investment Management background; second line experience also considered.
* Strong background in risk‑based audit planning, execution, reporting, and following up on issues, consistent with professional standards (IIA).
* Comprehensive understanding of investment management, including equity, fixed income, derivatives, and alternative products, as well as end‑to‑end processes such as trade execution, settlement, valuation, and performance measurement.
* Advanced knowledge of investment risk management across market, credit, liquidity, concentration, operational, and model risks, including concepts like VaR, stress testing, and performance attribution.
* Familiarity with regulatory and compliance frameworks (SEC, FCA, MiFID II, AIFMD, UCITS) and an understanding of key requirements such as market abuse regulations, best execution obligations, anti‑money laundering, and sanctions.
* Strong analytical and data‑handling skills, with proficiency in data analytics tools, and exposure to investment and risk management systems.
* Demonstrated ability to lead and manage teams, mentor staff, review audit workpapers, and deliver high‑quality results.
* Strong communication and influencing skills – comfortable engaging with internal and external stakeholders, both in writing and verbally, and able to effectively communicate at senior levels.
* Strong planning, coordination, organization, and presentation abilities.
* A degree or equivalent professional experience is ideal, and recognised postgraduate qualifications (such as CIA, CMIIA, ACA, ACCA, or CAMS) are advantageous but not required.
Culture & Benefits
At BNY, our culture allows us to run our company better and enables employees' growth and success. We harness cutting‑edge AI and breakthrough technologies to collaborate with clients, driving transformative solutions that redefine industries and uplift communities worldwide. BNY offers highly competitive compensation, benefits, and well‑being programs rooted in a strong culture of excellence and our pay‑for‑performance philosophy. We provide access to flexible global resources and tools for your life's journey. Focus on your health, foster your personal resilience, and reach your financial goals as a valued member of our team, along with generous paid leaves, including paid volunteer time.
Awards and Recognition
* America's Most Innovative Companies – Fortune, 2025
* World's Most Admired Companies – Fortune, 2025
* Most Just Companies – Just Capital, CNBC, 2025
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