Our client, a respected investment management and financial advisory firm based in Swansea, is seeking a diligent and proactive Compliance Officer to support their compliance function. This is an excellent opportunity for a compliance professional to contribute to maintaining the firm's integrity, managing regulatory risks, and ensuring adherence to financial services regulations. This is a part-time role, ideally spread over 3-4 days (no less than 24 hours/week) Key Responsibilities Stay current with relevant laws, regulations, and industry standards affecting the firm Conduct risk assessments and compliance audits to identify and evaluate potential compliance risks Monitor and review internal policies and procedures to ensure regulatory alignment Interpret regulatory changes and communicate their impact clearly to management and staff Assist management in identifying and implementing solutions to compliance challenges Implement preventative and corrective measures to mitigate compliance risks Provide compliance training and guidance to employees to promote awareness and adherence Investigate any irregularities or non-compliance issues and report findings appropriately Review marketing materials, presentations, and websites to ensure regulatory compliance Support oversight and supervision of advisers to ensure compliance with regulatory standards Prepare reports on compliance status, risks, and issues for management review C...