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Senior Compliance Manager (Acquisitions), Swindon, Wiltshire
Our client is a fast-growing, nationwide financial services group with a strong track record of integrating newly acquired businesses into the firm. Their approach blends high standards of regulatory governance with a commitment to delivering great outcomes for clients and colleagues alike.
They're looking for an experienced compliance professional to assist in managing the integration and due diligence functions, ensuring that every acquisition aligns with regulatory requirements and operational best practices.
Role & Responsibilities:
* Lead and manage the compliance integration team, setting priorities and monitoring output.
* Review acquisition reports to ensure accuracy, clarity, and completeness.
* Highlight and escalate potential regulatory or operational risks, with practical solutions.
* Oversee the compliance aspects of the onboarding process for acquired businesses.
* Liaise with cross-functional teams to ensure alignment on integration activities.
* Maintain effective communication with external contacts to support timely project delivery.
* Identify opportunities to streamline processes and introduce automation or technology improvements.
Minimum Requirements:
* Level 4 Diploma in Financial Planning (or equivalent).
* Strong background in regulatory due diligence, operational compliance, or thematic reviews.
* Solid understanding of FCA rules and guidance relevant to financial advice and wealth management.
Note: Due to the high volume of applications, we are unable to respond to everyone directly. If you are not contacted within 7 working days, you have unfortunately not been shortlisted.
Clayton Davies is acting as an employment agency on behalf of our client.
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