Job Description
Compliance Analyst – Asset Management
Location: London
Salary: Competitive + Bonus + Benefits
Are you a compliance professional with a passion for financial markets and a deep understanding of trading activities? A leading global asset manager is looking for a Compliance Analyst to join its London team and support its UK and EU operations.
This is a unique opportunity to join a high-performing environment that operates with an entrepreneurial mindset and encourages collaboration, innovation, and ownership. You’ll be embedded in the business, working closely with investment professionals and cross-functional teams across London, Dublin, and New York.
Key Responsibilities
1. Provide pre- and post-trade compliance support across equity, macro, and credit strategies
2. Review trades against EU/UK regulatory obligations and internal investment guidelines
3. Assist in managing wall crossings and the MNPI process
4. Support regulatory filings and disclosures (e.g. MiFID II, short selling, Takeover Panel)
5. Monitor personal account dealing, gifts & entertainment, restricted lists, transaction reporting, and electronic communications
6. Work directly with PMs and Traders to identify compliance implications of new trades