Are you someone who loves getting into the detail, improving how things work, and being the steady, trusted point of contact when things get complex? As this Financial business continues to scale, they're looking for a hands-on Compliance Officer to bring structure, clarity and confidence to a growing compliance function.
This is a newly created role driven by growth - compliance queries have increased significantly as the broker network expands, and the business now needs a dedicated specialist to take ownership.
The opportunity
You'll join a small, collaborative team and become the main compliance contact for internal teams, the FCA and the broker network. Reporting initially to both the Operations Director and Operations Lead as you get up to speed, the role quickly grows in autonomy once you understand the environment.
You'll work closely with Operations and Sales, acting as a calm, practical partner who can gently challenge where needed and help the business stay organised, compliant and confident.
This is an Office based role in Towcester, Northants.
What you'll be doing
Around 50% - Broker network support
* Onboarding brokers and supporting them with day-to-day compliance queries
* Acting as a key liaison with the FCA where relevant
* Providing timely, clear guidance and maintaining strong relationships
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