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Risk Compliance Manager, Luton, Bedfordshire
Client: UNCOVER
Location: Luton, Bedfordshire, United Kingdom
Job Category: Other
EU work permit required: Yes
Job Views:
2
Posted:
06.06.2025
Expiry Date:
21.07.2025
Job Description:
A leading UK law firm is looking for a Risk & Compliance Manager to join their Peterborough team.
The ideal candidate will be a qualified solicitor with a background in regulatory compliance within the legal environment.
Key Responsibilities:
* Provide guidance to the Money Laundering Reporting Officer (MLRO) and deputies.
* Support the MLRO in maintaining and updating AML frameworks.
* Review the LSAG action plan and the firm’s AML Risk Assessment regularly.
* Support the Compliance Officer for Legal Practice (COLP) to ensure adherence to SRA regulations and statutory obligations.
* Investigate potential non-compliance issues and assess their impact.
* Draft, review, and maintain compliance and risk management policies and procedures.
* Ensure compliance with SRA price transparency requirements.
* Oversee client onboarding to ensure due diligence compliance.
* Provide guidance on data protection and GDPR compliance.
* Coordinate with the COFA and Finance team regarding Solicitors Accounts Rules.
* Communicate key risk areas to the Finance Director and suggest mitigation actions.
* Coordinate regulatory submissions and policy reviews.
* Guide fee earners in completing client and matter risk assessments per LSAG guidelines.
* Mentor junior lawyers in compliance matters.
Qualifications & Experience:
* Experience in regulatory compliance
* Experience working with regulators and professional bodies
* Ability to promote compliance firm-wide
If you are an experienced compliance professional passionate about risk management and regulatory standards, apply now or contact us at [emailprotected]
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