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Role: Core Member of the Quality & Risk Management Team
We are seeking a core member of our Quality & Risk Management team to ensure compliance with FCA regulatory requirements for a UK Financial Advisory business. The individual will monitor compliance on client engagements and assist with improving processes, procedures, and regulatory compliance. Responsibilities include supporting and advising our engagement teams delivering M&A advisory services (buy side and sell side) and other regulated activities related to financial restructuring or debt advisory. The role involves providing advice to UK-based teams operating across multiple jurisdictions. The individual should be commercially minded and able to communicate effectively with engagement teams as a peer, acting as a trusted advisor on complex client engagements.
Minimum Requirements:
* Background in client delivery of FCA regulated services or FCA compliance for a Financial Advisory firm
* Good interpersonal skills and ability to work as part of a team
* Ability to communicate with, advise, and influence engagement teams
* Knowledge of DFSA regulation is beneficial but not essential
* Support and assist in internal and external quality assurance reviews
* Respond to queries and provide advice verbally or in writing
* Support quality improvements to templates, processes, policies, and procedures
About Teneo and Our Financial Advisory Team
Teneo’s global Financial Advisory business advises corporates, creditors, and financial stakeholders in situations of financial stress and distress. We tailor our advice to each situation, helping clients restore value, raise capital, pivot strategies, and identify opportunities amidst chaos. Our integrated approach combines financial advisory, management consulting, investor relations, strategic communications, government affairs, risk analysis, and talent advisory to guide clients through periods of uncertainty and stress.
What We Offer
New joiners receive a week-long induction and ongoing development tailored to their career goals. Benefits include:
* 28 days holiday
* Discretionary Bonus Scheme
* Cash benefits allowance
* Pension Scheme
* Investment in personal development & learning
* Enhanced maternity and paternity leave and shared parental leave
* Group Income protection
* Life assurance
* Cycle to work schemes
* Social, cultural, and charitable activities
About Teneo
Teneo is a global CEO advisory firm partnering with clients worldwide to create a better future. With over 1,600 employees in 40+ offices, we provide services across strategic communications, investor relations, financial transactions, management consulting, risk management, organizational design, board and executive search, geopolitics, corporate governance, ESG, and DE&I. Our clients include Fortune 100, FTSE 100, and other leading organizations.
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