Risk & Compliance Analyst
Client:
Sphere Recruitment Associates Limited
Location:
Newcastle-upon-Tyne, Tyne and Wear, United Kingdom
Job Category:
Other
EU work permit required:
Yes
Job Views:
2
Posted:
02.05.2025
Expiry Date:
16.06.2025
Job Description:
Our client, regarded as one of Northern Ireland's leading independent law firms, is seeking a Risk & Compliance Analyst to join its growing centralised Client Lifecycle Management function. This key role supports the firm's compliance with Anti-Money Laundering (AML) and Sanctions regulations through effective client onboarding and offboarding processes.
1. Key Responsibilities:
o Coordinate AML onboarding for new clients, including reviewing CDD documentation and conducting client screening (PEPs, Sanctions, Adverse Media).
o Support risk assessments for clients and matters, ensuring timely file openings.
o Liaise with internal stakeholders and clients to resolve onboarding queries and gather mandatory information.
o Conduct Ultimate Beneficial Ownership assessments for complex structures.
o Review screening results and escalate potential high-risk clients as appropriate.
o Assist with AML file quality reviews and compliance file closures.
o Maintain accurate documentation for regulatory and audit purposes.
o Generate MI reports related to AML client onboarding activity.
o Contribute to AML-related projects as directed by the Director of Risk and Compliance.
2. About You:
o Degree-qualified or with equivalent relevant experience.
o Minimum of 1 year experience in the legal or financial services sectors.
o Strong understanding of AML, CDD, and client onboarding principles.
o Excellent communication and stakeholder engagement skills.
o Proactive, detail-oriented, and capable of managing time-sensitive tasks effectively.
o Experience with AML onboarding solutions is desirable.
Why this role?
As a top-tier law firm, our client offers a supportive and progressive working environment, with opportunities for professional development and exposure to complex regulatory matters. You will be part of a team that plays a critical role in safeguarding the firm's regulatory compliance and client integrity.
Salary:
£25,000 - £30,000
Benefits:
* 20 days holiday (+ 13 stat days), holidays increase with service
* BUPA Private Medical Cover & Cashplan
* Life Assurance
* Pension (5% employee contribution, 4% employer contribution)
* Cycle to work scheme
Skills:
KYC, AML, CDD
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