Compliance Analyst Venture Capital firm London (hybrid working) £45K-£55K plus bonus The duties: Personal dealing approvals, administration and monitoring Financial crime: onboarding, AM, CDD for fund investors, monitoring AML checks on portfolio transactions, producing AML representation letters, administering insider lists and stop list Undertaking monitoring review work and assisting in preparation of compliance monitoring plan Assisting with review and maintenance of Compliance policies Assisting with reviewing and approving financial promotions and communications such as fact sheets, press releases, presentations, websites, fundraising documentation Maintenance of compliance registers Assisting with regulatory submissions Data protection: administration of data processing records and compliance with retention policy Training: editing online training modules or powerpoint presentations and management of online training system Monitoring regulatory developments and assisting with reviewing their impact Administration of SMCR matters such as annual staff questionnaire, fitness and propriety checks, FCA Directory entries, regulatory references Consumer Duty: assisting with collation of data for value assessments, product reviews, reports to Executive Committee The requirements: • Experience in investment management compliance, ideally including asset management, private equity or venture capital experience