Client service executive

Job Description

Company description:

A rewarding place to work. At Rathbones, We invest in everyone's tomorrow that includes our people. We are always looking for future talent, and we can help you build a rewarding career with clear paths to progression and the opportunity to share in the success of our business.

Job description:

Job Title: Client Service Executive

Department: RIMI

Location: Jersey

Contract Type: Permanent

The Role

To co-ordinate the take on of new business and provide AML and operational support to the Investment Teams in Jersey and UK Delegated Investment Managers. To provide first line of defence file reviews, and where relevant report on regulatory and CDD risk analysis to Management Team.

Outcomes of the Role

1. Ensure new RIMI business & clients comply with JFSC requirements
2. Act as point of contact between RIM Branches and RIMI.
3. Maintenance of Client (RIMIL, & RIM-managed clients) and other databases
4. Ensure due diligence is completed on new accounts prior to sign off and opening of RID account. This includes assisting with enhanced due diligence and liaison with the AML Team as required post-receipt of external CDD information.
5. Assist fund managers in the due diligence requirements and liaise with the MLCO and/or the clients in this connection if required.