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Senior compliance assistant

Bristol (City of Bristol)
AJ FOX COMPLIANCE
Compliance assistant
Posted: 9 February
Offer description

Job Description

A top independent UK law firm is hiring a Senior Assistant to support their onboarding team in Bristol. This team is responsible for a broad range of client and matter onboarding processes, including conflicts checks, AML and sanctions checks, CDD and KYC.

This is a fantastic opportunity to step up from an Assistant position into your second compliance role, taking on more responsibility and expanding your skill set.

To apply for this role, you will need to have experience in AML, CDD/KYC, conflicts, and dealing with high-risk clients gained at a law firm. You’ll also need knowledge of UK and EU AML regulations and SRA standards.

Key responsibilities will include:

* Reviewing new client and matter forms and querying any incomplete information
* Acting as an escalation point for the team on CDD and KYC queries
* Carrying out AML and sanctions checks and ongoing monitoring of high-risk clients
* Advising on conflicts of interest clearance
* Advising fee earners and partners on onboarding best practices
* Making improvements to processes for efficiency, supporting change in the team and business
* Carrying out quality control reviews to maintain standards within the team
* Providing training to the team, in areas including AML, CDD and KYC

Please apply with a copy of your CV to be considered for this opportunity.

Ref: 1481

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