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This range is provided by Marks Sattin. Your actual pay will be based on your skills and experience — talk with your recruiter to learn more.
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An award winning, globally recognised brokerage platform is looking for their next regulatory compliance professional to join their team.
This is a new hire within the team as they're expanding their UK operations. You will be working closely with the senior leadership, building the regulatory framework and aiding in strategic decision making.
Responsibilities:
* Develop, update, and enforce compliance-related policies.
* Stay ahead of regulatory changes at the international, EU, and national levels where the firm operates or plans to expand.
* Deep dive into new regulatory requirements, with a focus on investment services regulation.
* Conduct regular audits and risk assessments to identify and mitigate compliance gaps, particularly on export controls and artificial intelligence matters.
* Prepare and present reports on compliance activities, risks, and incidents to Senior Management.
* Stay ahead of regulatory changes at the international, EU, and national levels.
Requirements:
* 10+ years of experience in regulatory compliance, audit, or risk function
* European & Global Regulatory compliance experience
This is an exceptional role for a great organisation with a driven and ambitious team, feel free to apply to be considered for the role.
Seniority level
* Seniority level
Mid-Senior level
Employment type
* Employment type
Full-time
Job function
* Job function
Accounting/Auditing
* Industries
Staffing and Recruiting
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