Salary: £70,000 - £90,000 + Bonus & Benefits
London: 3 days per week in the office
Lutine Bell are working with a Global Insurance organisation who are looking to appoint a Compliance Manager into their expanding Compliance function.
You will be a key member of the Compliance Function, delivering on items within the Compliance Plan, including leading our SMCR and horizon scanning frameworks, and overseeing regulatory change management.
Key Responsibilities:
* Lead the activities linked to the firm’s SMCR framework, including Statements of Responsibilities, Handover documents, Management Responsibilities Maps, and Fitness & Propriety assessments.
* Lead the onboarding and offboarding of Senior Managers and Certified Persons across the UK-regulated entities.
* Conduct regulatory horizon scanning and maintain up to date knowledge of UK regulators (FCA, PRA, Lloyd’s), Lloyd’s Europe, and international regulators, where relevant.
* Provide subject matter guidance and oversee the implementation of required changes to policies, controls and business processes.
* Oversee the preparation and submission of regulatory returns and licensing applications, ensuring accuracy, completeness, and timeliness.
* Provide technical guidance and quality assurance of returns and applications prepared by the Licensing and Reporting Officer.
Role Requirements & Skills:
* Minimum 5 years Regulatory or Compliance experience in insurance and/or broking
* Experience in MI and presenting reports
* Strong knowledge of FCA, PRA, and Lloyd’s regulations, guidelines, and industry standards.
* Experience of leading and/or managing complex regulatory change programmes within a regulated insurance firm.
* ACA or equivalent qualification
Must have full right to work in the UK (no sponsorship provided)