THE COMPANY
Our client is an international banking group based in the City that specialises in project and acquisition finance.
THE RESPONSIBILITIES
* Participate in the on-boarding process (e.g. preparation work, screening, research, etc.)
* Provide support in KYC data collection
* Perform CDD assessments and manage the internal approval process.
* Prepare AML-CFT risk assessment forms and ensure timely update of AML-CFT risk ratings
* Perform enhanced due diligence analyses for high risk customers
* Review and approve AML-CFT risk assessments and CDD forms for Low and Medium Risk clients
* Participate in Q&A with Compliance regarding KYT, KYC, CDD, etc.
* Ensure that reviews are carried out in time, chase Front‑Office for updates and delays’ rationale
* Perform KYC/CDD and credit support and administration
* Collect and file credit‑related documentation
* Prepare ‘new facility check lists’ and ‘annual review check lists’
* Prepare other regulatory documentation (e.g. MIFID II, EMIR, FATCA-CRS, GDPR, etc.)
* Ensure adequate audit trail is maintained, including CRM system inputs
* Create, maintain and manage client files and archives
* Prepare Customer Creation forms and ensure adequate system input
* Input relevant data into the CRM
* Participate in any relevant projects
* Collaborate with all stakeholders i.e. Relationship Managers, Back‑Office, etc. to ensure consistency in client information requests, and provide support in the adaptation and implementation of new policies and procedures.
* Review business documentation and other additional information provided by the line of business to ensure customer files are up‑to‑date and in line with policies and procedures to reduce risk.
* Contribution to regulatory horizon scanning on CDD.
* Perform CDD related remediation exercise as and when required
EXPERIENCE REQUIRED
* Previous experience KYC/CDD roles (5 to 7 years) from a Banking background
* Professional qualifications in AML/CDD
* Displays professional behaviour, positive attitude and integrity
* Ability to manage and prioritise numerous duties and deadlines simultaneously
* Strong attention to detail
* Good organisational, interpersonal and communication skills
* Ability to assess compliance and with laws, regulations and internal standards
* Proficient in MS Office Suite (Word and Excel)
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