The opportunity
This Leeds based Network firm are seeking a motivated and qualified Trainee Financial Adviser to join the growing team.
This is an excellent opportunity for a Level 4 Diploma qualified individual who is ready to transition into an advisory role within a supportive, client-focused firm.
You will receive mentoring and hands-on exposure by shadowing experienced advisers in client meetings, alongside office-based technical development and case work. This role is designed as a clear pathway toward becoming a fully competent Financial Adviser.
The Role
This is a blended position combining in-office technical work with supervised client exposure.
Key responsibilities include:
* Shadowing advisers in client meetings (fact-finding, reviews, suitability discussions)
* Supporting the preparation of suitability reports and recommendation documentation
* Conducting research across pensions, investments, and protection markets
* Assisting with ongoing client servicing and annual review processes
* Ensuring compliance with FCA regulatory standards and internal procedures
* Progressing toward Competent Adviser Status (CAS)
What We Offer
* Salary of £30,000 per annum
* Structured development plan toward advisory competence
* Mentorship from experienced financial advisers
* Real client exposure early on
* A supportive, professional team environment
* Clear long-term progression within the firm
What will you need to succeed?
Candidate Requirements
Essential:
* Full Level 4 Diploma in Regulated Financial Planning (or equivalent)
* Strong understanding of financial planning principles, suitability requirements, and FCA regulations
* Professional, articulate, and client-focused approach
Desirable:
* Previous industry experience (e.g. paraplanning, mortgage advice, financial services administration)
* Exposure to pensions, investments, and protection planning
* Experience using CRM/back-office systems
Why us?
35 years of experience along with a supportive, growing and forward thinking business proudly part of The Openwork Partnership