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This range is provided by Origin Staffing. Your actual pay will be based on your skills and experience — talk with your recruiter to learn more.
Base pay range
$125,000.00/yr - $155,000.00/yr
Direct message the job poster from Origin Staffing
Origin Staffing | Recruiting Manager – Accounting, Finance, Tax & Audit
We are seeking a compliance professional with a desire to influence and elevate the regulatory infrastructure of a leading global private equity firm. If you have a strong command of compliance programs within alternative investments and are energized by dynamic environments, cross-border regulation, and institutional collaboration, this role could be an excellent next step in your career.
Firm & Role Highlights
* Global Scale: Multi-billion-dollar private equity firm with a diverse portfolio of funds across geographies and strategies—buyout, growth, credit, and infrastructure.
* Strategic Exposure: Role sits within the global compliance team and reports directly to the Chief Compliance Officer, with regular engagement across Legal, Investor Relations, and Fund Operations.
* Collaborative Culture: The firm promotes a collegial and high-performing environment, with strong internal mobility, cross-functional mentorship, and structured professional development.
* Flexible Structure: Hybrid 3/2 model with an emphasis on work/life balance, ongoing employee resources, and deep investment in both DEI and ESG integration.
* Impact: This is a visible role where your insights help shape firm-wide policy, address regulatory risks, and enhance investor and regulatory confidence.
Key Responsibilities
* Partner with senior leadership to manage and execute the U.S. compliance program across registered funds and private pooled vehicles.
* Serve as a subject matter expert on the Investment Advisers Act of 1940 and related global regulations; monitor industry developments and translate insights into actionable firm guidance.
* Lead and contribute to annual reviews, risk assessments, internal audits, and ongoing compliance testing activities.
* Oversee regulatory filings (e.g., Form ADV, Form PF, Form CRS) and maintain policies and procedures in line with SEC expectations and global best practices.
* Draft internal training content and deliver compliance education sessions to stakeholders across investment, operations, and corporate functions.
* Support investor inquiries and regulatory due diligence, including RFPs and compliance certifications.
Qualifications
* 8+ years of progressive compliance experience within a global asset management or private equity firm.
* Strong technical knowledge of U.S. securities laws, particularly the Investment Advisers Act of 1940; global regulatory awareness is a plus.
* Proven ability to operate in complex, fast-paced environments and communicate across jurisdictions.
* Demonstrated interest in fund structuring, technology-enabled compliance, and scalable process enhancements.
* Excellent interpersonal skills, strong judgment, and a collaborative, solutions-oriented mindset.
Seniority level
* Seniority level
Mid-Senior level
Employment type
* Employment type
Full-time
Job function
* Job function
Legal and Management
* Industries
Investment Management, Venture Capital and Private Equity Principals, and Financial Services
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Inferred from the description for this job
Medical insurance
Vision insurance
Tuition assistance
Disability insurance
Paid paternity leave
Paid maternity leave
Student loan assistance
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