As a Compliance Analyst, my role supports the second line of defence by delivering effective suitability surveillance in line with regulatory obligations. I conduct in-depth reviews, engage with the business to ensure balanced and accurate outcomes, and help strengthen the overall control framework.
Remember to check your CV before applying Also, ensure you read through all the requirements related to this role.
Key focus areas include:
Undertaking suitability reviews and reporting findings
Supporting conduct matters and drafting conduct matrices
Providing MI and administrative support to working groups
Building strong relationships across the business to drive improvements
Ongoing professional development to stay ahead of industry and regulatory change
Do you bring an analytical mindset, strong communication skills, and a proactive approach to ensuring compliance while delivering positive outcomes for clients.