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Head of advice

Wakefield
Permanent
Clayton Davies
Posted: 17 November
Offer description

Job Description

⭐️ Head of Advice

📍 Hybrid Based

💰 Competitive Salary


Our client is a leading wealth management firm dedicated to helping individuals, families, and businesses achieve their long-term financial goals. As they continue to grow, they’re looking for an exceptional Head of Advice to lead their advisory function and drive the highest standards of client service, compliance, and professional development across their adviser network.


The Head of Advice will be responsible for the strategic leadership, development, and governance of their financial advice proposition. You will ensure that all advice delivered across the firm is compliant, client-centric, and aligned with their business objectives.


Role & Responsibilities: 📋


1. Oversee the quality, suitability, and consistency of financial advice across the business.
2. Develop and implement the firm’s advice framework and best practice standards.
3. Act as the primary liaison with compliance and risk teams to ensure FCA and internal regulatory requirements are met.
4. Support recruitment, training, and mentoring of advisers to maintain a high-performing culture.
5. Collaborate with the Chief Investment Officer, Compliance Dire...

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