Paraplanner & Team Leader - Leicester, Office Based
Salary negotiable to £40K plus company benefits
Overview: Our client is a professional and well established firm of Wealth Managers and Stockbrokers based in the Midlands. They are seeking a fully qualified Paraplanner to take on the additional responsibility of leading their onboarding team. This role will be pivotal in managing the seamless integration of clients into both sections of the business. As a Senior Paraplanner & Onboarding Team Lead, you will oversee the onboarding process for a diverse range of clients, ensuring compliance with regulatory standards and providing exceptional service throughout.
This role is ideal for an experienced Paraplanner who is looking for a varied an different role. The position would offer exposure to Wealth Management and Stockbroking as well as some line management responsibility
Responsibilities:
1. Manage and lead the onboarding team for both the Wealth & Stockbroking sides to the business, coordinating the onboarding of multiple client types into discretionary, advised, and executing-only services.
2. Prepare suitability reports for individual onboarding and ongoing suitability reviews, ensuring compliance with regulatory requirements.
3. Liaise with various departments within both firms to ensure all onboarding criteria are met and any ongoing requ...