Job Description
A leading investment firm is seeking a Senior Compliance Manager to join its Risk & Compliance team. This is a broad role covering advisory, monitoring, policy development, and regulatory implementation. You'll manage a direct report and work closely with senior stakeholders.
Key Responsibilities
* Advise the business on compliance matters
* Lead and enhance the compliance monitoring programme
* Support regulatory change tracking and implementation
* Draft and maintain compliance policies
* Deliver internal training and contribute to audits and due diligence
* Deputise for the Head of Compliance as needed
About You
* Strong knowledge of MiFID II, UCITS, CASS, SMCR, AML, and MAR
* Experience in both advisory and monitoring functions
* Skilled in policy writing, regulatory tracking, and training delivery
* Proactive, organised, and confident managing others
* Strong communicator with a pragmatic approach
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