3 days ago Be among the first 25 applicants
Direct message the job poster from National Friendly
We are a mutual insurance company with a proud history, gained over more than 150 years, of supporting people to deal with life’s uncertainties. We provide life assurance, income protection, private medical cover, savings schemes and more to help people protect themselves.
We are looking for a a new Compliance Manager to join our small Compliance Team. As the Compliance Manager your key responsibilities would include:
* To act as Deputy MLRO to assist the Head of Legal and Compliance with the oversight of the appropriate AML and financial crime systems and controls.Acting as first point of contact for the business with AML and Financial Crime queries.
* To understand and review the regulatory developments issued from PRA and FCA, and work with the business to understand the necessary business change processes required.
* To provide support for the business to ensure it acts within its regulatory permissions, for any new business or product initiatives and any outsourcing process/activity as required.
* To oversight the FCA RegData process and FCA required submissions for NDFS and NFFS.
* To upload data and updates to FCA Connect including IAR and AR submissions, as well as working with the business teams to ensure that the necessary due diligence has been completed.
* To lead on the required regulatory assistance on new business projects; and any other regulatory guidance as required by the business.
* To own and coordinate the reviews of the Compliance Policy and associated conduct risk policies owned by the Compliance team, and associated registers.
* To undertake ongoing monitoring reviews in line with the annual Compliance Plan.
* To assist the Head of Legal and Compliance with the implementation and embedding of Consumer Duty within the Society and its subsidiary.
* To oversight production of Legal and Compliance monthly MI pack, and assist with the quarterly Legal and Compliance MI for Board and Committee cycle.
* To assist with the compliance support for the wholly owned subsidiary: National Friendly Financial Solutions Limited.
* To assist the Head of Legal and Compliance with any other compliance or governance tasks as required.
We are looking for someone with previous compliance experience ideally in the financial services sector. This role also has 1 direct report, so previous line management experience would also be advantageous although not essential.
In additional to a competitive salary of between £45,000 to £55,000 depending on experience, we provide an excellent benefits package including a generous bonus scheme, pension contributions up to 12%, private medical cover, life assurance (x4 salary) and much more. We also offer hybrid working, with 3 days per week spent in the office and the option to work from home for the remaining time.
If you are interested in this opportunity, please do apply.
Seniority level
* Seniority level
Mid-Senior level
Employment type
* Employment type
Full-time
Job function
* Job function
Legal
* Industries
Insurance
Referrals increase your chances of interviewing at National Friendly by 2x
Get notified about new Compliance Manager jobs in City Of Bristol, England, United Kingdom.
City Of Bristol, England, United Kingdom 3 weeks ago
City Of Bristol, England, United Kingdom 6 days ago
City Of Bristol, England, United Kingdom 2 weeks ago
Quality Assurance and Regulatory Compliance Officer
Bristol, England, United Kingdom 1 week ago
Bradley Stoke, England, United Kingdom 3 days ago
Yate, England, United Kingdom 13 hours ago
Bristol, England, United Kingdom 3 weeks ago
Bristol, England, United Kingdom 1 day ago
Bristol, England, United Kingdom 3 days ago
Bristol, England, United Kingdom 6 days ago
Bristol, England, United Kingdom 3 months ago
Bristol, England, United Kingdom 1 week ago
Bristol, England, United Kingdom 1 week ago
Bristol, England, United Kingdom 2 weeks ago
City Of Bristol, England, United Kingdom 3 days ago
We’re unlocking community knowledge in a new way. Experts add insights directly into each article, started with the help of AI.
#J-18808-Ljbffr