A prestigious UK Law firm is looking for a Head of Compliance to join their team in their Southampton office.
The ideal candidate for the Head of Compliance role would have 5+ years PQE with strong knowledge of AML, the Codes of Conduct and the wider SRA regime.
Key Responsibilities for the Head of Compliance:
* Implementation and maintenance of risk and compliance policies, ensuring alignment across the business.
* Conduct and oversee internal audits, including file reviews, supervisory audits, and follow-up actions.
* Manage the firm’s breach reporting processes, including investigation, resolution, and preventative measures.
* Support tender and client audit responses, focusing on compliance requirements.
* Act as a key point of contact for queries relating to AML, anti-bribery, sanctions, and high-risk jurisdictions.
* Contribute to the development of file opening and matter acceptance procedures, including electronic PEP and sanctions screening.
* Provide advisory support on SRA compliance, Codes of Conduct, client confidentiality, conflicts, and liability limitations.
* Serve as a deputy to the MLRO (Money Laundering Reporting Officer), supporting in financial crime-related obligations.
Skills & Qualifications:
* UK-qualified solicitor with 5–8 years’ PQE and demonstrable experience in regulatory compliance within legal services.
* Deep understanding of AML regulations, SRA Code of Conduct, and broader professional obligations in legal practice.
* Ability to provide clear, confident advice to stakeholders at all levels.
* Commitment to upholding and improving standards in a fast-paced legal environment
If you’re looking for an opportunity to help shape a leading risk and compliance team with a leading UK law firm, we would love to hear from you!