6 month contract - Investment Banking - Inside IR35
Core accountabilities of role
* Participate to market groups with peers (ISDA, AMAFI, FSA, etc…) and run continuous follow-up on market best practices
* Interpret and transcribe regulations into Business Requirements Definitions (BRD) tailored to business
* workflows and data models including their respective descriptions.
* Continuous improvements by categorising and documenting the diverse reporting schemas, improve their
* data quality, allowing audit trail, rapid interpretations, and better frame of work.
* Records all events in management and audit tools according to their materiality
* Manage regulators requests end-to-end.
This includes:
* Perform the analysis of the requests
* Liaise with business IT and/or Ops experts
* Draft detailed and quantified responses to the regulators with oversight from Compliance
* Organise an action plan when required and coordinate it through delivery. The action plan can
* contain the follow-up of enhancement in the IT Regulatory reporting layer or through the broader IT
* Architecture, may be related to Operational processes and controls and may contain resubmission
* events.
* Prepare material and interface with regulators on topics of transaction reporting in ad-hoc basis and quarterly,
* with the support of CCCO GM
* Act as an escalation point for internal issues (LRR or APS/IT). This includes:
* Help the teams with the analysis of issues would it require a deeper expertise
* If considered material, coordinate and deliver an appropriate action plan as per above.
* Manage the IT BoW priority and scope with a transversal angle
* Act as an expert in Regulatory Reporting and provide guidance and help whenever requested to all GM partners (New business developments, prod incidents, GM projects, TAC/NAC etc….)
* Actively participate in the delivery of major or complex regulatory reporting events such as Refit projects or new obligations, by:
* Leading interpretation and document it as per above
* Act as “Stream Leader” when requested and coordinate delivery/action plan as per above
* Contribute to official internal committee preparation for its scope of responsibility (TRPP, ICC, local governance when relevant)
Knowledge, Skill and Experience
* Experience in leading teams
* Experience in regulatory interpretations
* Experience within the financial services industry, both on business processes and regulatory environments.
* Strong experience in project management and coordinating people across a wide organization spreading over multiple locations
* Clear and concise written and oral communication skills
* Attention to details