Overview
Key duties (including, but not limited to):
1. Responsibility for producing monthly compliance and conduct risk MI pack for the Run Off Committee including quarterly more detailed conduct risk Mi pack
2. Responsibility for reviewing and updating Compliance Policies, Procedures, Financial Crime Risk Assessments and the Modern Slavery Risk Assessment as necessary
3. Responsibility for Business Timetables, supported by the Compliance Assistant, to make sure that regulatory reporting deadlines are met in accordance with regulatory timescales
4. Responsibility for preparing compliance owned returns for Head of Compliance to review and sign off
5. Delivery of compliance testing and/or monitoring reviews contributing to the delivery of the compliance monitoring plan as required
Experience required:
6. Experience in a Lloyd’s managing agency compliance team at analyst level
7. Knowledge and experience of working with the Lloyd’s Oversight Principles and the PRA and FCA rulebooks
8. Accurate, reliable, with excellent attention to detail; production of high quality written work is essential
9. Experience and knowledge of the legacy insurance sector desirable