A London-based law firm is seeking a Head of Compliance to lead its compliance function and oversee regulatory requirements across the firm. The role involves managing and maintaining the firm's compliance framework, developing and implementing policies and procedures, and promoting a strong culture of compliance. The successful candidate will act as Deputy Money Laundering Reporting Officer (DMLRO) and ensure effective systems and controls are in place to manage financial crime risk. The role may also include providing regulatory and professional conduct advice to external clients.
Key responsibilities
Advise partners and senior management on compliance and regulatory matters
Develop and maintain compliance policies, procedures and controls
Lead compliance training and promote compliance awareness
Oversee AML systems, controls and reporting obligations
Liaise with relevant regulatory bodies
Support data protection and GDPR compliance
Skills and experience
Compliance or regulatory experience in a law firm
Strong knowledge/apache of AML regulations
Excellent communication, judgement and stakeholder management skills
Ability to lead and manage people
Knowledge of data protection and GDPR
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