Head of Compliance
We are looking for an experienced compliance professional to support our client through a period of growth. You will lead on embedding and enhancing the company’s second line risk & compliance function, while will collaborating with the wider business and provide effective and pragmatic compliance guidance and support.
Some of the responsibilities
* Enhance and embed the company’s suite of compliance and financial crime policies and processes
* Liaise with regulatory bodies, such as the FCA, seeking to develop effective communication and working relationships and providing assurance that the business is acting in line with regulatory expectations and requirements
* Ensure appropriate Risk & Compliance support is provided to company projects and initiatives
* Oversee and deliver second line compliance monitoring reviews in line with the compliance monitoring plan
* Support the first line in the continual improvement of Consumer Duty deliverables, oversight and reporting
* Provide regular compliance and financial crime data, assessments, action tracking and reports to the relevant governance committees and the Boards
Skills and Experience
* Experienced compliance leader within Pensions & Investments
* Experience of managing teams
* Strong stakeholder management skills
* Collaborative approach that supports business growth while ensuring strong compliance standards.
* Experience in identifying and assessing regulatory changes and supporting the delivery of change through project governance
* Experienced in designing and delivering compliance-based governance reports up to Board level