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Regulatory assistant manager

Begbies Traynor Group
Assistant manager
Posted: 20 May
Offer description

What will you do Your core focus will be to develop, communicate, train and enforce/ensure compliance with internal and regulatory requirements in our Scottish offices
Assist in the firm’s existing monitoring activities, ensuring the firm’s obligations to the IPA, ICAS and ICAEW are met.
Assisting with individual regulatory inspection visits from the IPA and ICAEW, including travel to the reviewing offices where necessary.
Supervision of remedial actions/plan of action required following regulatory visits.
Periodic review of compliance with AML / KYC processes.
Ability to provide training and guidance

Help you grow by supporting you to learn new skills, build technical knowledge, alongside your professional development
Give you the opportunity to build your network across our Group and external stakeholders
Provide a competitive salary and benefits package

Working knowledge of a Document Management System
Open to remote working

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