We are currently supporting a rapidly growing Leeds based Investment Manager looking to appoint a Senior Compliance Policy Officer.
Responsibilities:
* Deliver expert regulatory advice to the business, acting as a subject matter authority on compliance policy matters.
* Take ownership of the firm’s compliance policy framework, ensuring it remains robust, current, and aligned with regulatory expectations.
* Lead regulatory horizon scanning activities to identify and anticipate forthcoming regulatory developments and their potential impact.
* Provide regular regulatory updates and detailed change impact assessments to the Director of Regulation.
* Build and maintain proactive engagement with internal and external stakeholders to promote and embed a strong culture of compliance across the organisation.
Requirements:
* Holds at least CISI Level 3 Investment Operations Certificate
* At least 3 years’ compliance experience within an investment management, stockbroking, or financial services firm.
Location: Leeds (hybrid working)
Salary: up to £60,000 (plus bonus & benefits)