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Compliance officer

Wolverhampton (West Midlands)
LJ Recruitment Limited
Compliance officer
Posted: 8h ago
Offer description

Job Description

A growing compliance company is looking for an experienced Compliance Officer to support clients with FCA authorisations and ongoing regulatory compliance.

This is a client-facing role suited to someone with strong FCA knowledge and hands-on experience managing regulatory applications.

Key Responsibilities

* Manage FCA authorisation applications including SMCR, VOPs and ARs
* Draft compliance policies, pr...

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