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Senior Training & Competence Supervisor, southampton
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Client:
Kind Consultancy Limited
Location:
southampton, United Kingdom
Job Category:
Other
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EU work permit required:
Yes
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Job Views:
5
Posted:
20.07.2025
Expiry Date:
03.09.2025
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Job Description:
Kind Consultancy is working with a well-established and respected mortgage brokerage which is currently seeking a Senior Training & Competence Supervisor to join them in a full-time, permanent role with a hybrid work model based out of their Hampshire office requiring 1 in-office day per week, paying £35,000 - £45,000 dependent on experience.
As the Senior Training & Competence Supervisor, you will be responsible for overseeing and supporting the application of their T&C scheme, with key responsibilities including:
* Maintaining and embedding the T&C scheme, taking responsibility for ensuring that all aspects of the scheme are adhered to
* Conducting file reviews and observations across all product areas, determining the suitability of the advice given, providing constructive feedback and highlighting areas for development
* Overseeing the training and competence of the firms ARs, ensuring adherence to the FCAs enhanced AR Regime
* Maintaining and updating the AR Oversight Policy
* Identifying risks associated with AR oversight and flag these to the Compliance Manager
* Assisting with the compliance elements of AR onboarding and initial risk assessments when required
* Acting as as the referral point for advisers on complex files or sensitive issues
* Identifying common trends, themes, and risks across the business in terms of development areas or knowledge gaps through rout cause analysis.
* Developing, facilitating and delivering T&C training for advisers.
* Developing strong working relationships with relevant stakeholders across the business and any relevant third parties
* Continuously proactively identifying opportunities to develop the application of the T&C scheme including annual policy reviews and policy updates.
* Providing support to T&C supervisors and deliver training within the team
* Overseeing all aspects of T&C for each adviser through weekly reviews of competency
Our ideal candidate for the Senior Training & Competence Supervisor
* Has 3+ years of experience of Training & Competence work within a regulated Financial Services environment
* Holds a relevant industry qualifications (e.g. CeMAP, J07)
* Demonstrates strong knowledge of FCA regulations and the UK regulatory environment
* Has consistently excellent attention to detail and strong record-keeping skills
* Has strong interpersonal and relationship-building abilities, with the ability to challenge constructively and with confidence
* Has excellent planning and organisational skills
* Is an effective communicator, both written and verbal
If you're interested in the Senior Training & Competence Supervisor opportunity, you're based in or can commute to Hampshire, and you have the necessary skills, knowledge and experience, please apply with an updated CV today.
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