Control Room Specialist – AVP
Location: London, Canary Wharf (Hybrid – 3 days per week in office)
Duration: 6 months
Overall Purpose of the Role
Barclays is seeking an experienced Control Room Specialist (AVP) to join the Compliance Control Room in London. This team is responsible for managing Legal, Regulatory, and Reputational Risk across all business lines. The role plays a critical part in maintaining key controls to mitigate Market Abuse and Conflicts of Interest, overseeing Information Barriers, Regulatory Insider Lists, and the operational management of Watch and Restricted Lists.
You will act as a trusted advisor to the business, particularly the Markets division, providing expert guidance on information flows, inside information, and safe handling of Material Non-Public Information (MNPI)
Key Responsibilities
1. Manage and monitor the firm’s Watch and Restricted Lists, ensuring effective controls and compliance with internal and regulatory requirements.
2. Liaise daily with senior bankers across the Markets business to assess transactions and manage related risks.
3. Conduct research reviews for potential conflicts, ensuring compliance with laws and regulations governing market conduct and research independence.
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