THE COMPANY:
Our client is an international corporate and retail banking group with a global reach.
THE RESPONSIBILITIES:
* Have a good understanding of relevant legislation, the PRA and FCA Handbooks
* Identifies the regulatory risks the bank faces, mitigating controls and make appropriate changes.
* Ensures that the Compliance RCSAs are complete and up to date.
* Tracks upstream regulatory change
* Help plan, prepare and execute the compliance monitoring programme.
* To oversee and carry out conduct risk controls, monitor the business for conduct risk issues and support conduct risk projects.
* To provide advice and training
* Update policies and procedures as appropriate
* Consumer Duty and TCF obligations.
* The production of the monthly MI
* To act as the point of contact for Data protection matters and support the DPO
* Monitor compliance with the UK GDPR and other applicable data protection legislation
* To undertake breach investigation and reporting into data breaches
* Deliver Data Protection training to staff from time to time.
EXPERIENCE REQUIRED:
* Relevant experience within a Deputy or compliance manager role in the banking sector.
* People management experience – previous experience in managing a small team
* Strong communication skills, with the ability to engage effectively with stakeholders at all levels.
* Experience with compliance monitoring, risk assessments, regulatory reporting, or governance frameworks.
* Full understanding of the FCA Handbook
For further information please contact Natalie Eshelby