Job description
Business type
Types of Jobs - Compliance / Financial Security
Complementary business types
Types of Jobs - Asset Management
Job title
Chief Compliance Officer
Contract type
Permanent Contract
Expected start date
01/10/2025
Management position
Yes
Job summary
The Chief Compliance Officer holds the Compliance Oversight Function (SMF16) in respect of the firm Amundi (UK) Limited.
The role as the Chief Compliance Oversight Officer (SMF16) for the firm carries specific accountabilities for compliance oversight, which include:
1. Responsibility for the Firms relationship with the UK Regulator, the FCA and UK Takeover Panel
2. Responsibility for reviewing and maintaining the Firms Compliance policies and procedures
3. Responsibility for advising and training the Firms employees on their regulatory obligations
4. Responsibility for maintenance and effectiveness of the monitoring plan, its ongoing execution and reporting
5. Responsibility for data protection between the Company and the relevant data protection authorities and ensuring continuing compliance with the UK Data Protection legislation, GDPR, and relevant codes of conduct
6. Coordinate with all UK business heads, SMEs and Global Compliance Teams to embed regulatory and compliance requirements
7. Responsible for maintaining regulatory traceability across AUK vis a vis FCA and Amundi Group regulatory and compliance requirements
8. Prepare and deliver reports to the AUK Board
Money Laundering Reporting Officer (MLRO)
·Responsibility for Firms relationship with relevant FinCrime/Sanction/Fraud regulatory authorities
·Responsibility for reviewing and maintaining the Firms FinCrime/Sanction/Fraud policies and procedures.
·Responsibility for advising and training the Firms employees on their FinCrime/Sanction/Fraud regulatory obligations
Data Protection
The Chief Compliance Officer also formally assumes the role of Data Protection Officer (DPO) for Amundi (UK) Limited.l
· Act as the primary point of contact within the organization for members of staff, regulators, and any relevant public bodies on issues related to data protection
·Ensure continuing compliance with the UK Data Protection legislation and GDPR and relevant codes of conduct.
·Evaluate the existing data protection framework and identify areas of non or partial compliance and rectify any issues
·Devise training plans and provide data protection advice and support for members of staff
·Inform and advise the Data Controller or Data Processor on all matters related to data protection
·Promote a culture of data protection compliance across all units of the organization
Leadership and Management
·Ensure team members are fit and proper and remain competent to perform their role within the Compliance team by means of careful recruitment and selection and regular appraisals
·Seek to continually enhance competence of the team by providing internal and external training and supervision where required
·Ensure strategic priorities are met by working collaboratively with the business and other risk and control functions
·Lead, manage, and mentor the compliance team fostering a culture of collaboration and continuous improvement
Supplementary Information
Additionally the role holder will:
Ø Support the evolution of the Executive Management Teams regulatory and compliance related expertise and awareness
Ø Represent Amundi (UK) Ltd client interests and local requirements to Amundi Asset Management
Ø Conduct ones self as a leader by championing good client, staff and market outcomes.
Ø Escalate immediately to the Executive Committee and the Board of Directors any critical issues or concerns related to compliance, regulatory matters, financial crime, or data protection that could impact the firms operations, reputation, or regulatory standing.
Position location
Geographical area
Europe, United Kingdom
City
London
Candidate criteria
Minimal education level
Bachelor Degree / BSc Degree or equivalent
Academic qualification / Speciality
Degree or Equivalent
Experience
Required Skills and Knowledge
· Extensive knowledge of UK financial services regulations, including FCA rules, MiFID II, MAR, GDPR, and other relevant legislation.
· Proven experience in a senior control function role within asset management or financial services, ideally with direct responsibility for a compliance team.
· Strong leadership and people management skills, with the ability to inspire and develop a high-performing team.
· Excellent understanding of compliance risk management frameworks and best practices.
· Ability to interpret complex regulatory requirements and translate them into practical business solutions.
· Strong communication and interpersonal skills, capable of influencing stakeholders at all levels.
· High level of integrity, professionalism, and ethical standards.
· Experience in managing regulatory relationships and handling regulatory investigations.
· Proficiency in compliance monitoring tools and reporting systems.
Relevant professional qualifications such as ICA, ACAMS, or equivalent are highly desirable.