JOB TITLE: Manager - Global Surveillance Oversight
SALARY: £84,051 - £102,729
LOCATION(S): Bristol, Edinburgh, Newport, Halifax, Leeds, Birmingham
HOURS: Full-time
WORKING PATTERN: Our work style is hybrid, which involves spending at least two days per week, or 40% of our time, at one of our office sites
About this opportunity
The Manager, Surveillance Oversight supports the delivery of independent second line oversight of the firm's Surveillance framework, helping to ensure effective management of Market Abuse risks across products and markets.
Sitting within 2LoD Conduct & Compliance, the role works closely with Senior Manager and Global Head colleagues to deliver day to day Surveillance Oversight activity. The role provides proportionate challenge to first line Surveillance, supports governance and assurance activity, and contributes to well evidenced risk management outcomes.
What you’ll be doing:
* Deliver day to day second line oversight of Surveillance activity, supporting effective management of Market Abuse risks in line with policy, regulatory expectations and risk appetite.
* Review Surveillance performance information, including management information, alert trends, quality outcomes and follow up actions, raising observations and concerns through appropriate Compliance channels.
* Support governance activity by chipping in to Surveillance related forums and working groups, providing oversight input and clear documentation of observations and outcomes.
* Act as a 2LoD point of contact for Surveillance related matters, supporting alert outcomes, near miss reviews and STOR processes through informed challenge and clear record keeping.
* Undertake Compliance monitoring, assurance or testing activity over Surveillance controls, supporting assessment of design and operating effectiveness and documenting findings clearly.
* Provide advisory support on the application of Compliance policies and standards relating to Market Abuse and Surveillance, including business or operating model change.
* Build effective working relationships across Surveillance, Compliance, Risk, Technology and Front Office teams to support coordinated and proportionate outcomes.
* Contribute to continuous improvement of Surveillance Oversight tools, approaches and documentation.
Why join us?
We're transforming at pace. Investing billions in our people, data and tech to change the way we meet the needs of our 28 million customers. We're growing, and we'd love you to be part of the journey.
What you’ll need:
You’ll bring at least 4 years' experience working within Compliance, Conduct Risk, Market Abuse or a related control or oversight function, ideally within a Global Markets or investment banking environment.
You’ll have experience supporting oversight, advisory or assurance activity over Surveillance or comparable monitoring frameworks, with a good working knowledge of Market Abuse regulation and supervisory expectations.
You’ll be comfortable analysing information, documenting judgements and providing constructive challenge, while working effectively with a wide range of collaborators.
Strong organisation skills, attention to detail and clear written communication are critical.
And it would be great if you also have:
* Experience supporting a second line Surveillance Oversight or Market Abuse governance framework.
* Solid understanding of UK regulatory environment and working understanding of EU/US regimes.
* Exposure to Surveillance alert handling, near miss reviews or STOR processes.
* Experience working alongside Surveillance technology, data or QA teams.
* Experience chipping in to governance forums or assurance activity.
* A collaborative working style that supports constructive challenge and learning.
We know that great talent comes from many backgrounds. Whilst this job advert may reference specific years of experience, we recognise that skills are developed in many ways, so if you have relevant, transferable experience, we encourage you to apply!
This is a place for you
We offer reasonable workplace adjustments for colleagues with disabilities, including flexibility in office attendance, location and working patterns. And, as a Disability Confident Leader, we guarantee interviews for a fair and proportionate number of applicants who meet the minimum criteria for the role with a disability, long-term health or neurodivergent condition through the Disability Confident Scheme.
We also offer a wide-ranging benefits package, which includes:
* A generous pension contribution of up to 15%
* An annual performance-related bonus
* Share schemes including free shares
* Benefits you can adapt to your lifestyle, such as discounted shopping
* 30 days' holiday, with bank holidays on top
* A range of wellbeing initiatives and generous parental leave policies
Ready to make an impact? Apply today!
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