Job Description
We are partnering with a high growth investment platform, who require a hands-on experienced compliance generalist for an initial 6 month period. Start-up/Fintech experience is crucial.
This will be a hybrid day rate role, based out of their office in the city. The contract will be outside of IR35 and the rate is in the region of £600 - £700 per day.
Responsibilities:
* Delivering high-quality compliance oversight and challenge to the business and acting as the central point of contact for any compliance-related issues
* Ensuring the firm’s policies and procedures are being communicated effectively across the organisation and employees are trained in appropriate compliance areas.
* Managing compliance systems and processes, across areas including AML, consumer credit and discretionary portfolio management. Proactively auditing these processes and providing ongoing assessments of areas for improvement
* Responsible for keeping up to date with regulatory developments, maintaining a strong relationship with the regulator and managing all reporting requirements.
* Review and sign-off financial promotions
* Submission of Regulatory Returns
* Collaborating with the product and development teams by providing compliance advice as we design and develop new products for the UK market