Overview
Great financial services company recruiting a risk management professional within the compliance area. Role focuses on risk management reporting to the Head of Compliance and embedding an enterprise-wide risk management framework.
Responsibilities
* Lead risk oversight process and support the ICARA process.
* Provide independent challenge to senior management and the organisation.
* Operate in line with FCA Handbook obligations (SYSC, COBS, MiFIDPRU, CASS where applicable).
* Deliver duties in compliance with the Senior Manager and Risk Management Committee (RMC).
* Ensure risk framework supports wind-down planning, business continuity arrangements, and recovery/resolution triggers.
Essential Skills & Knowledge
* Proven risk management experience in a financial services environment (wealth management or investment management).
* Risk-related professional qualification (IRM, FRM, CISI Risk in Financial Services, PRM, ICA Diploma).
* Knowledge of FCA requirements, including MiFIDPRU, SYSC, and conduct risk obligations.
* Strong grasp of capital adequacy, liquidity risk, and ICARA methodology.
* Excellent analytical, report-writing, and communication skills at all levels.
* Ability to manage own workload and work in a small team.
* Knowledge of business processes, standards, policies, and procedures.
* Proficiency in Microsoft Word, Excel, Outlook; familiarity with Intelligent Office is a plus.
Other Requirements
* Familiarity with CASS rules and operational resilience regulations.
* Educated to degree level with a relevant industry qualification.
* Applicants with substantial hands-on risk management experience preferred.
Apply if you are a skilled risk management candidate within a financial services compliance function and able to report to the Head of Compliance.
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