Currently working with a London HQ'd Private Markets firm who are looking for a talented Compliance Generalist to join their lean team. The role will be working closely with the Head of Compliance, supporting them in the day to day Compliance activities, as well as taking ownership of the Regulatory Returns.
Key Responsibilities:
* Assist in preparing, reviewing, and submitting FCA regulatory returns and reports.
* Conduct thorough assessments of potential conflicts of interest (e.g. between the manager and funds) and develop strategies to mitigate associated risks.
* Support the implementation and ongoing management of the ICARA framework, including capital assessments in line with MIFIDPRU/AIFMD rules.
Key Requirements:
* 3 - 5 years experience in a compliance generalist position at an asset manager.
* MUST HAVE experience submitting regulatory returns and reports.
* A high level understanding of ICARA.