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Sipp compliance monitoring lead — fca regs

Stevenage
The Fca
€80,000 a year
Posted: 9h ago
Offer description

The Fca is seeking a SIPP Compliance Monitoring Manager in Stevenage to lead compliance oversight across FCA-regulated entities. You will develop a Compliance Monitoring Plan, assess regulatory risks, and ensure adherence to FCA standards. Essential qualifications include experience in compliance monitoring, knowledge of FCA regulations, and proficiency in analytical reporting. The role involves engaging with stakeholders and conducting detailed reviews to drive good consumer outcomes, contributing to a compliance-focused culture.
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