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Compliance manager - full service city firm

London
qed legal
Compliance manager
Posted: 9 March
Offer description

Job Description

Compliance Manager London Hybrid (3 days in office) We’re working with a well-established full service city firm that’s looking to bring on board an experienced Compliance Manager to take ownership of day-to-day regulatory compliance. This is a key, hands-on role within the business, offering real influence, senior stakeholder exposure, and a clear path to assuming MLCO / MLRO responsibilities.The Role?You’ll act as a trusted compliance partner to senior management, ensuring the firm operates in line with regulatory requirements and industry best practice.

* Own and manage day-to-day compliance across the firm
* Ensure adherence to SRA Standards & Regulations, AML legislation, and Data Protection (UK GDPR)
* Support the firm’s COLP and senior leadership team
* Act as the go-to point of contact for compliance queries
* Develop, implement, and maintain compliance policies and procedures
* Deliver compliance and regulatory training to staff
* Monitor regulatory developments and implement changes proactively
* Conduct file reviews, internal audits, and risk assessments
* Maintain compliance registers and prepare management reports
* Step into MLCO / MLRO responsibilities

About you?

* Proven experience in a Compliance Officer / Compliance Manager role within a legal practice
* Strong, practical knowledge of SRA regulations
* Solid understanding of AML frameworks and procedures
* Comprehensive knowledge of Data Protection / UK GDPR
* Experience delivering compliance training
* Confidence managing regulatory risk and advising senior stakeholders
* Strong analytical, organisational, and communication skills

What's in it for you? Progression into MLRO/MLCO role High impact role with ownership Opportunity to be part of shaping and building a compliance function Hybrid working Great firm wide benefitsInterested?Know someone great?Reach out, let's have a confidential conversation

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