Chief Risk Officer (CRO) - Prime Brokerage
London | SME Prime Brokerage | £150,000-£175,000 + Bonus | Hybrid (3 days in-office)
Are you a senior risk leader with deep knowledge of equities and regulatory risk frameworks, ready to step into a top-tier role at a fast-growing Prime Brokerage?
We're working with an ambitious SME Prime Brokerage firm based in the heart of London, looking to appoint a strategic and hands-on Chief Risk Officer (CRO) to lead their risk function.
You'll be joining a highly collaborative leadership team at a pivotal time in their growth, with the opportunity to shape and drive the firm's entire risk management framework-across market, credit, operational, and prudential risk-in a regulated and agile environment.
Key Responsibilities:
* Build, enhance, and lead a comprehensive risk management framework
* Provide 2LoD oversight, offering challenge and direction on risk appetite and strategic decisions
* Oversee ICARA and MIFIDPRU8 regulatory obligations and prudential risk disclosures
* Act as primary liaison with the regulator (FCA) on risk-related matters
* Chair the Risk Committee and contribute to board-level reporting and strategic risk guidance
* Regularly deliver KRI reports, support internal education on risk, and mentor a growing team
* Ensure full integration of legal, reputational, credit, market, and operational risk into business processes
* Support new product approvals, ensuring adequate risk identification and controls are in place
* Represent the firm in external meetings from a risk leadership perspective
What We're Looking For:
* Extensive experience as a Head of Risk or CRO, ideally within prime brokerage or equities-heavy firms
* Solid understanding of Margins/Margining Frameworks
* Strong working knowledge of TRS, options, futures, and structured products
* Proven experience engaging with Board Committees and regulators
* Solid understanding of prudential frameworks, Market risk, and risk-based capital regimes
* A collaborative leader able to manage and grow high-performing risk teams in a regulated environment
Why Join?
* Join a growing and ambitious SME broker with a strong reputation in the equities space
* Work at the strategic level with the C-suite and Board
* High-impact, visible role with full ownership of the firm's risk strategy
* Hybrid flexibility (3 days in the office, 2 days remote)
* Competitive salary: £150,000-£175,000 + bonus
At Inventum, we are committed to equity, diversity, and inclusion. We welcome candidates from all backgrounds and are proud to promote fair, inclusive, and accessible recruitment processes.
Inventum Group is acting as an Employment Agency in relation to this vacancy.
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